Compliance Assistant
Job Ref: LF
26917
If you have some experience working in a compliance environment in the investment industry, this could be the perfect opportunity for you.
Location
Guernsey,
Channel Islands
Responsibilities
Duties will include, but are not limited to;Assisting with conducting an efficient and comprehensive Compliance Monitoring Program (“CMP”).
Taking ownership and assisting with outstanding risk/file reviews and arranging with client administrators the remediation of deficiencies.
Keeping the countries register up to date in respect of sanctions/risk rating.
Assisting with ensuring all compliance registers are maintained and kept up to date.