Vacancy Search

Onboarding & Periodic Review Executive

Job Ref: LF 27579
Leapfrog Jobs

This role involves daily contact with Front Office teams and Compliance to facilitate the onboarding and ongoing review of all clients.

Location

Guernsey, Channel Islands

Responsibilities

Initial risk assessment of new clients to determine whether they should be escalated to the Compliance team for review
Review of all client documentation including legal
documentation, source of wealth evidence and client due diligence.
Preparing client profiles and summaries of source of wealth
Updating client data in the system.
Ensuring that clear and complete records are maintained to document the review process.

Skills / Qualifications

You need to have an in depth knowledge of regulatory CDD requirements, including corporate entities and trusts, at least two years minimum experience of working within a periodic review and / or client onboarding team working in the financial services sector and solid IT skills including Microsoft Office. Given the nature of the role, attention to detail and strong time management skills are essential.

How To Apply

For further information, or a full job description, please call 711188, or email [email protected]. If you wish to apply, please submit your CV via the Apply Now button below.

Apply Now

Email A Friend

Job Sectors