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Compliance Professional/Associate Director

Job Ref: LF 27934
Leapfrog Jobs

In this crucial and integral role, you will lead the Operational Compliance Team, working closely with the Board, Head of Risk, Money Laundering Compliance Officer, and Money Laundering Reporting Officer to oversee and ensure Group operational and regulatory compliance.

Location

Guernsey, Channel Islands

Responsibilities

Some duties for this role include:
Maintain, review, and enhance compliance policies, procedures, and controls, focusing on CDD, ECDD, and Enhanced Measures.
Oversee and coordinate periodic CDD reviews and ensure accurate record-keeping in compliance with regulatory requirements.
Monitor data accuracy and integrity, generating management reports and regulatory updates as needed.
Supervise, mentor, and support the Operational Compliance Team, ensuring adherence to the 4-eyes principle.
Participate in onboarding processes, assess new business proposals, and attend relevant committee meetings.
Provide management information and reports to the Board and Committees, contributing to decision-making.
Assist with regulatory enquiries, consultations, and reporting, while ensuring compliance with statutory obligations.
Deliver in-house training sessions on AML, governance, and system updates, enhancing compliance culture.

Skills / Qualifications

The ideal candidate will possess a relevant qualification in Compliance, along with over 8 years of experience in a Guernsey-regulated environment, preferably within a small trust company. A comprehensive knowledge and understanding of the regulatory handbook is essential.

How To Apply

For a full job description, please call 711188, or email [email protected]. Alternatively, if you wish to apply, please submit your CV via the Apply Now button below.

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