Compliance Administrator
Job Ref: LF
28402
With a reputation for excellence and integrity, our client provides trusted fiduciary services, ensuring clients’ assets are safeguarded. They are now seeking a Compliance Administrator to support their Compliance team in Guernsey, playing a key role in regulatory monitoring, due diligence, and risk management.
Location
Guernsey,
Channel Islands
Responsibilities
Duties for this role include, but are not limited to:Inspecting new sanctions against the CSP’s database
Monitoring sanction screening and adverse media screening platforms daily against client and asset lists, performing ad hoc checks as required
Assisting with compliance monitoring programme testing
Reviewing new Customer Due Diligence (CDD) files and updating/maintaining existing CDD records
Maintaining key regulatory registers, including Politically Exposed Persons (PEPs), Powers of Attorney, Gifts, Conflicts, and Beneficial Ownership Submissions
Attending regular risk and compliance meetings
Undertaking ad hoc compliance tasks and projects to support the Compliance Officer and Money Laundering Compliance Officer (MLCO)
Addressing regulatory and compliance queries to assist administration teams in fulfilling their duties and obligations
Preparing for and assisting with CDD reviews conducted by banking service providers
Reviewing Client Risk Assessments and New Business Applications, subject to experience