Compliance Executive
Job Ref: LF
28465
This is an excellent opportunity to join our client, a specialist investment management and lending firm in Guernsey that excels in sourcing unique lending opportunities secured against UK property. As a Compliance Executive, you'll support the Risk and Compliance Manager to ensure regulatory compliance and foster a strong compliance culture, providing exposure to a diverse range of compliance activities.
Location
Guernsey,
Channel Islands
Responsibilities
Duties for this role include, but are not limited to:Supporting the completion and ongoing improvement of the Compliance Monitoring Programme.
Conducting client due diligence reviews and maintaining accurate client records in line with regulatory standards.
Assisting with business risk assessments under the direction of the Risk and Compliance Manager.
Monitoring incoming sanctions and alerts against the customer database and reporting as necessary.
Keeping the business informed about relevant regulatory news and updates.
Supporting ad-hoc compliance-related projects, including policy updates and thematic reviews.