Compliance Officer
Job Ref: LF
28505
This is a fantastic opportunity to join our client, a leading trust company that prides itself on delivering high-quality services to high-net-worth individuals, families, institutions, and family offices. As a Compliance Officer, you will play a key role in supporting and enhancing the company’s risk control environment while ensuring compliance with regulatory requirements.
Location
Guernsey,
Channel Islands
Responsibilities
Duties for this role include, but are not limited to:Ensuring compliance with industry regulations, including fiduciary law, data protection, and AML/CFT regulations.
Managing and completing various compliance monitoring activities in accordance with regulatory requirements.
Reviewing findings and reporting to the Head of Compliance, raising action points where necessary.
Maintaining and updating compliance registers and logs to evidence adherence to GFSC requirements.
Conducting initial file reviews on new entities within three months of take-on.
Assisting with risk assessments, policy enhancements, and procedural updates.
Supporting the preparation and submission of regulatory returns.
Providing compliance-related advice and guidance to colleagues.
Assisting with company secretarial duties, including organising committee meetings and taking minutes.