Consultant Investor and Client Services
Job Ref: LF
28082
As a Senior Consultant within the Client Due Diligence (CDD) team, this position offers the opportunity to provide expert guidance and oversight for investor client compliance in Guernsey. It requires comprehensive knowledge of Guernsey’s regulatory landscape, ensuring adherence to internal Anti-Money Laundering (AML) policies and a strong analytical capability to address complex compliance needs.
Location
Guernsey,
Channel Islands
Responsibilities
Advise senior business stakeholders on compliance with relevant laws, regulations, and standards.Develop and maintain policies and procedures that support compliance objectives.
Conduct compliance risk assessments to strengthen documentation and controls.
Identify high-risk compliance scenarios and advise management on policies and strategies to mitigate them.
Act as the primary liaison for regulatory topics, engaging with internal and external auditors and regulatory bodies.
Serve as a subject matter expert within the team, independently managing complex compliance projects.
Mentor junior staff and review compliance documentation to uphold quality and regulatory standards.
Fulfil duties as Money Laundering Reporting Officer (MLRO) and Money Laundering Compliance Officer (MLCO), if suitably qualified.
Manage Suspicious Activity Reports (SARs) and liaise with regulatory bodies as required.
Skills / Qualifications
Strong knowledge of applicable compliance laws and regulations, gained through formal education and professional experience.Analytical and communication skills essential for assessing regulatory impacts and ensuring compliance.
Leadership and organisational skills with a high degree of accuracy and attention to detail.
Flexible and adaptable to change, with a customer-focused approach.
Deep understanding of product/service compliance and standards.
ICA Diploma in Compliance / AML (desirable).