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Compliance Analyst - Private Markets

Job Ref: LF 28311
Leapfrog Jobs

Our client is an innovative and forward-thinking organisation, at the forefront of delivering tailored financial market solutions. With a unique offering in private markets and a strong reputation for efficiency and global standards, they are seeking a skilled and detail-oriented Compliance Analyst to join their dynamic team.

Location

Guernsey, Channel Islands

Responsibilities

Duties for this role include, but are not limited to:
Conducting Customer Due Diligence (CDD) for new and existing customers in line with policies and regulations.
Performing periodic risk reviews and screening for PEPs, sanctions, adverse media, and financial crime links.
Providing training and expertise to Listings and Market Regulation teams regarding CDD practices.
Carrying out transaction monitoring for private market customers.
Maintaining and updating KYC/AML policies and procedures.
Supporting compliance monitoring through timely completion of tests and escalation of issues.
Preparing Enhanced Due Diligence reports and investigating irregularities or potential non-compliance.
Assisting with regulatory submissions and maintaining registers such as complaints and conflicts of interest.
Educating staff on compliance responsibilities and regulatory impacts through training initiatives.

Skills / Qualifications

The ideal candidate will have proven experience in a CDD/AML role and a strong understanding of financial regulations and compliance frameworks. Experience with diverse corporate structures across jurisdictions is essential, along with the ability to work independently and under pressure. They will bring a methodical, organised approach, exceptional attention to detail, and strong analytical and problem-solving skills.

How To Apply

For a full job description, please call 711188, or email [email protected]. Alternatively, if you wish to apply, please submit your CV via the Apply Now button below.

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