Senior Regulatory Compliance Executive
Job Ref: LF
27992
As a Senior Regulatory Compliance Executive, you will play a pivotal role in driving the company’s compliance initiatives, joining a dedicated team within the Group’s compliance department. You will oversee various aspects of financial and banking regulation, ensuring operations meet the highest standards of compliance.
Location
Guernsey,
Channel Islands
Responsibilities
Duties will include, but are not limited to;Analysing new regulatory requirements with a particular focus on investment services regulation.
Creating, maintaining, and implementing compliance-related policies, conducting internal compliance reviews, and performing legislative gap analysis.
Supporting the implementation and monitoring of internal controls to ensure compliance with regulatory requirements and facilitating internal and external audits.